General Principles of Financial Planning Textbook by John Keir

Author:John Keir
Language: eng
Format: epub
Tags: General Principles of Financial Planning 2012
ISBN: 9781937404147
Publisher: Keir Educational Resources
Published: 2012-09-17T00:00:00+00:00

PROFESSIONAL CONDUCT AND FIDUCIARY RESPONSIBILITY

Topics 76–78

PROFESSIONAL CONDUCT AND FIDUCIARY RESPONSIBILITY

CFP Board’s Code of Ethics and Professional Responsibility and Rules of Conduct (Topic 76)

CFP Board’s Code of Ethics and Professional Responsibility and Rules of Conduct

A. Code of Ethics and Professional Responsibility

1) Preamble and applicability

2) Composition and scope

3) Compliance

4) Terminology

5) Principles

a) Principle 1 – Integrity

b) Principle 2 – Objectivity

c) Principle 3 – Competence

d) Principle 4 – Fairness

e) Principle 5 – Confidentiality

f) Principle 6 – Professionalism

g) Principle 7 – Diligence

6) Rules

Download

Copyright Disclaimer:
This site does not store any files on its server. We only index and link to content provided by other sites. Please contact the content providers to delete copyright contents if any and email us, we'll remove relevant links or contents immediately.